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    • 专利摘要:
    optical security device indicating tampering. an optical security device with tamper indication that operates to produce one or more synthetic images is provided. any attempt to separate (for example, forcibly remove) this device from an underlying base material will render one or more layers of the device partially or totally inoperative. the device of the invention is contemplated for use with, among other things, currency or bank cells secure documents, such as bonds, checks, traveler's checks, identification cards, lottery tickets, passports, postage stamps, and stock certificates, as well as non-secure documents such as stationery and labels. the device of the invention is also contemplated for use with consumer goods, as well as bags or packaging used with consumer goods.
    公开号:BR112012003071B1
    申请号:R112012003071-0
    申请日:2010-08-12
    公开日:2021-04-13
    发明作者:Richard A. Steenblik；Mark J. Hurt；Gregory R. Jordan；Samuel M. Cape
    申请人:Visual Physics, Llc；
    IPC主号:
    专利说明:

    RELATED REQUESTS
    This application is partly a continuation of United States Patent Application No. Serial No. 11 / 771,623, filed June 29, 2007, and that of United States Patent Application No. Serial No. 11/932, 468 , filed on October 31, 2007, both of which claim priority of United States of America Patent Application Serial No. 10/995, 859, filed on November 22, 2004 (now US 7,333,268), which claims the priority of United States of America Provisional Patent Application Serial No. 60/524, 281, filed on November 21, 2003, of United States of America Provisional Patent Application Serial No. 60 / 538,392, deposed on December 22, 2003 January 2004, and that of the United States of America provisional patent application series no. 60 / 627,234, filed on November 12, 2004, which are incorporated herein by reference, in their entirety, and this application claims the benefits and priority for provisional patent application United States of America River No. 61/233, 264, depoisted on August 12, 2009, which is incorporated herein by reference in its entirety. TECHNICAL FIELD
    The present invention, in general, relates to an optical security device with indication of tampering that operates to produce one or more synthetic images, where any attempt to remove the device from an underlying base material will render the device total or partially inoperative. BACKGROUND AND SUMMARY OF THE INVENTION
    Micro-optical film materials for projecting synthetic images generally comprise (a) a polymeric light transmitting substrate, (b) an array of micro-sized image icons located on or within the polymeric substrate, and (c) an array of elements focusing (for example, microlenses). The image icon and focusing element arrangements are configured so that when the arrangement of the image icons is viewed through the arrangement of the focusing elements, one or more synthetic images are projected. These projected images can exhibit a number of different optical effects. Material constructions capable of exhibiting such effects are described in United States Patent No. 7,333,268 by Steenblik et al., In United States Patent No. 7,468842 by Steenblik et al., In United States Patent N2 7,738,175 by Steenblik et al., In the publication of United States patent application N2 2009/0034082 by Comandante et al, in the publication of United States patent application N2 2009/0008923 by Kaule et al; .. na United States Patent Application Publication N2 2010/0177094 by Kaule et al ;, United States Patent Application Publication N2 2010/0182221 by Kaule et al ,, in European Patent Application No. 08,784,548 , 3, by Kaule et al ;, and in European patent application 08,759,342.2, by Kaule.
    These film materials can be used as security devices for authentication of bank notes, secure documents and products. For bank notes and secure documents, these materials are usually used in the form of a strip or thread and either partially embedded within the bank note or document, or applied to a surface thereof. For passports or other identification (ID) documents, these materials could be used as a complete laminate.
    Although such devices have been used in the past, they did not, for example, have a property indicating tampering as "peel to destroy". Tampering means unauthorized interference with the device (ie attempts to remove the device from an object) if, for the purposes of counterfeiting, forgery or replacement.
    The present invention therefore provides a security device indicating tampering that operates to produce one or more synthetic images, the device being adhered to or bonded to a base material (for example, passport paper), where the device separates or delaminates when an attempt is made to separate the device from the base material, rendering the device totally or partially inoperative. The phrase "totally or partially inoperative", as used in this document, is intended to mean that the device of the invention: (a) would no longer be able to produce one or more synthetic images (totally inoperative), or (b) would be able to produce only a small number of synthetic images (partially inoperative).
    The security device indicating tampering with the present invention is irreversibly altered when removal of the device from an object is attempted. The device, therefore, cannot be removed and re-attached to another object, such as a counterfeit object, without the replacement being detected.
    The device of the invention can be adhered to or bonded to an underlying base material with or without the use of an adhesive. As an example, the bond can be achieved using ultrasonic welding, vibration welding and laser fusion of the device directly to the base material.
    The security device indicating tampering with the present invention comprises an optical film material that is composed of at least one layer that contains focusing elements (for example, the lenses), at least one layer that contains image elements (for example, icons ), and at least one optical spacer or spacer layer positioned between the focusing element layer (s) and the imaging element layer (s), with the focusing elements forming one or more synthetic hair images least a portion of the image elements. The optical film material may optionally further comprise one or more layers selected from the group of bond weakening layers, primer or adhesive layers, and combinations thereof. In addition, the focusing element layer (s) may optionally constitute a partially or fully incorporated layer, as will be described in more detail below.
    The security device of the invention may optionally further comprise one or more layers applied to one or opposite sides of the device, those layers, including but not limited to, printing layers (e.g., backing printing layers), metallized layers and / or partially demetallized, primer or adhesive layers, sealing or coating layers, the stiffening layers, and combinations thereof.
    When the device of the invention is adhered to or bonded to a base material and an attempt is made to separate the device from the base material, the device is designed to fail, with failure generally occurring internally within and / or between the layer (s) (s) of the focusing elements and the image layer (s).
    Separation attempts can range from trying to pull the device from the base material, trying to slide a sharp object, such as a razor blade, between the pellicle material and the base material, to chemical agents, thermal shock, cryogenic or mechanical.
    In a contemplated embodiment, the optical film material further comprises an optical spacer or spacer layer. More specifically, the tamper-evident security device of this contemplated embodiment comprises: (A) an optical film material comprising at least one layer containing focusing elements, at least one layer containing image elements, and an optical spacer or spacer layer positioned between and adhered to at least one layer of focusing elements and at least one layer of imaging element, with the focusing elements forming one or more synthetic images of at least a portion of the imaging elements, and ( b) optionally, one or more layers selected from the group of printing layers, metallized and / or partially demetallized layers, primer, or adhesive layers, sealing or coating layers, stiffening layers, and combinations thereof.
    The security device indicating tampering with this contemplated embodiment can be designed for intracay failure in any layer, or interlayer failure at any interface between the focusing element layer (s) and the layer (s) of image element, such as between the focusing element layer (s) and the optical spacer, or between the optical spacer and the image element layer (s) of the optical film material. In particular, when the device is adhered to a base material and an attempt is made to separate the device from the base material, the stress inherent in such an attempt will be concentrated on an interface of a set of these named layers.
    In another contemplated embodiment, two optical spacers or layers of spacers and a primer or adhesive layer are used in the optical film material. More specifically, the tamper-evident security device of this contemplated embodiment encompasses: (A) an optical film material comprising at least one layer containing focusing elements, at least one layer containing image elements, two optical spacers or layers of spacers adhered to each other by a primer or adhesive layer, two optical spacers or layers of spacers positioned between and adhered to at least one layer of focusing elements and at least one layer of image element, with the focusing elements forming one or more synthetic images of at least a portion of the image elements, and (b) optionally, one or more layers selected from the group of printing layers, metallized and / or partially demetallized layers, primer or adhesive layers, sealing layers or coating, stiffening layers, and combinations thereof.
    The safety device indicating tampering with this contemplated embodiment can be designed for interlayer failure between one of the optical spacers or layers of spacers and the primer 6u adhesive layer of the optical film material.
    In yet another contemplated embodiment, a bond weakening layer is introduced into the optical film material, with failure projected to occur within this layer and / or between this layer and one or more adjacent or contiguous layers.
    In a further contemplated embodiment, the focusing elements are reflective focusing elements or focusing reflectors, where the interlayer fault can be projected to occur between, for example, a reflective layer (for example, metal) applied to a surface of the reflectors of focusing and focusing reflectors, or between the optical spacer and focusing reflectors.
    To achieve the described interlayer and / or interlayer failure, the safety device of the invention is designed in such a way that: (A) the cohesive force of a target layer in the safety device is less than the cohesive force of the others layers of the safety device and / or; (B) the bond strength of an interface between two target layers in the security device is less than the bond strength of the interface (s) between other layers in the security device between the safety device and the base material.
    As will be described in more detail below, the safety device of the invention can be designed to incorporate these strengths in relation to the forces of cohesion and / or bonding, which contributes to the interlayer and / or interlayer failure or delamination of a layer of target or on a target interface between the focusing element layer (s) and the image element layer (s), by: (1) increasing or decreasing stiffness (Young's modulus or modulus) elasticity), bond strength, or crosslink density of one or more target layers or interfaces with respect to the remaining layers or interfaces of the safety device; (2) incorporate voltage-inducing components (eg volume change ) on one or more layers of the safety device's target and / or; (3) introduce a link weakening layer on an interface between two layers of the safety device's target.
    Other features and advantages of the invention will become apparent to a person of ordinary skill from the following detailed description and accompanying drawings. Unless otherwise indicated, all technical and scientific terms used here have the same meaning as commonly understood by a person of ordinary skill in the technique to which this invention belongs. All publications, patent applications, patents and other references mentioned herein are incorporated by reference in their entirety. In the event of a conflict, this specification, including definitions, will control. In addition, the materials, methods and examples are illustrative only and are not intended to be limiting. BRIEF DESCRIPTION OF THE DRAWINGS
    The present disclosure can be better understood with reference to the following drawings. Corresponding reference numbers designate corresponding parts throughout the drawings, and components in the drawings are not necessarily to scale, emphasis is instead being placed on clearly illustrating the principles of the present disclosure. While exemplary embodiments are disclosed in connection with the drawings, there is no intention to limit the present disclosure to the embodiments or embodiments disclosed in this document. On the contrary, the intention is to cover all alternatives, modifications and equivalents.
    Particular features of the disclosed invention are illustrated by reference to the accompanying drawings, in which:
    Figure 1A is a cross-sectional side view of an embodiment of the security device indicating tampering with the present invention, where the optical film material comprises a focusing element layer, an icon layer, and an optical spacer positioned between and adhered to these. layers, the film material being adhered to or bonded directly to a base material without the use of an adhesive;
    Figure 1B shows interlayer failure between the optical spacer and the icon layer of the tamper-evident safety device shown in Figure 1A, as an attempt is made to remove the device from the base material;
    Figure 2A is similar to Figure 1A, except that the focusing element layer is an embedded layer of convex lenses;
    Figure 2B shows interlayer failure between the focusing element layer and the optical spacer of the tamper-evident safety device in Figure 2A, while Figure 2C shows interlayer failure between the optical spacer and the icon layer;
    Figure 3A is also similar to Figure 1A, except that the focusing element layer is an embedded layer of concave lenses;
    Figure 3B shows interlayer failure between the focusing element layer and the optical spacer of the security device with an indication of tampering in Figure 3A, while Figure 3C shows interlayer failure between the optical spacer and the icon layer;
    Figure 4A is also similar to Figure 1A, except that the focusing element layer is an embedded layer of convex gradient index lenses (GRIN - Convex gradient-index);
    Figure 4B shows interlayer failure between the focusing element layer and the optical spacer of the security device with an indication of tampering in Figure 4A, while Figure 4C shows interlayer failure between the optical spacer and the icon layer;
    Figure 5A is a cross-sectional side view of another embodiment of the security device indicating tampering with the present invention, where the optical film material comprises a focusing element layer, an icon layer, and two optical spacers adhered to each other by a primer or adhesive layer, the two optical spacers positioned between and adhered to the focusing element layer and the icon layer, the film material being adhered to or bonded directly to a base material without the use of an adhesive;
    Figure 5B shows interlayer failure between an optical spacer and the primer or adhesive layer of the tamper-evident safety device shown in Figure 5A;
    Figure 6A is similar to Figure 5A, except that the focusing element layer is an embedded layer of convex lenses; Figure 6B shows interlayer failure between an optical spacer and the primer or adhesive layer of the indicated safety device. tampering shown in Figure 6A;
    Figure 7 is a cross-sectional side view of another embodiment of the tamper-evident safety device of the invention, where the optical film material comprises a focusing element layer, an icon layer, an optical spacer positioned between and adhered to the focusing elements layer and the icon layer, a stiffening layer applied to the underside of the icon layer to promote the gap between the optical spacer and the icon layer, and an adhesive layer, the adhesive layer serving to adhere or bond the film-coated material to a base material, and
    Figure 8 is a cross-sectional side view of another embodiment of the security device indicating tampering with the present invention, where the optical film material is composed of a layer of metallic focusing reflectors (instead of refraction lenses), an icon layer , an optical spacer or spacer layer located between the focusing reflector layer and the icon layer, and an adhesive layer, which incorporates the focusing reflector layer and as noted above, serves to adhere or bond the film material to a base material. DESCRIPTION OF THE INVENTION
    The present inventors, recognizing the usefulness of a feature as "peel to destroy", have developed a safety device, indicating tampering designed for intracoat and / or interlayer failure when an attempt is made to separate the device from an underlying base material.
    The device of the invention, which can take the form of, for example, a security stripe, wires, patch, inlay, or overlay, is intended for use with, among other things, money or bank notes, secure documents, such as bonds, checks, traveler's checks, identification cards, lottery tickets, passports, postage stamps, and stock certificates, as well as unsafe documents, such as stationery and labels. The device of the invention is also contemplated for use with consumer goods, as well as bags or packaging used with consumer goods.
    Referring now to Figure 1A of the drawings, an exemplary embodiment of the tamper-evident optical safety device of the present invention is shown, in general, at 10. Device 10 basically comprises: an optical film material 12 made of a layer containing focusing elements 14, a layer containing icons 16 and an optical spacer 18, which is positioned between and adhered to the layer of focusing element 14 and the icon layer 16, the focusing elements that form at least one synthetic image 20 at least a portion of the icons. When two different synthetic images are formed by the focusing elements, a synthetic image can operate to modulate or control the extent of the appearance of another synthetic image, as described in the North American document US 7,738,175, which is incorporated herein by reference in its wholeness. In the exemplary embodiment shown in Figure 1A, the optical safety device indicating tampering with the invention 10 is shown directly adhered to the base material 22, for example, using heat to seal or melt the materials together, using pressure sensitive adhesive materials, or forming interwoven microstructures.
    Figures 2A, 3A, 4A depict embodiments similar to the embodiment shown in Figure 1A, with the proviso that: the focusing element layer 14 is an embedded layer of convex lenses 24 in Figure 2A, with reference numeral 26 used to designate the inlaid material, the focusing element layer 14 is an inlaid layer of concave lenses 28 in Figure 3A; and the focusing element layer 14 is an embedded layer of convex gradient index (GRIN) lenses 30 in Figure 4A.
    Figures 5A, 6A depict embodiments of the tamper-evident security device 10 of the present invention, where the optical film material 12 comprises a layer of focusing elements 14 (a layer of embedded focusing element being shown in Figure 6A ), an icon layer 16, and two optical spacers 18a, 18b, joined together by a primer or adhesive layer 32, the two optical spacers 18a, 18b, positioned between and adhered to the focusing element layer 14 and icon layer 16, the film material being adhered to or bonded directly to a base material 22 without the use of an adhesive.
    The focusing elements of the focusing element layer 14 can be either refractive focusing elements, reflective focusing elements, or hybrid refractive / reflection focusing elements. In one embodiment, as illustrated in the drawings, the focusing elements can be a matrix of refractive microlenses. Examples of suitable targeting elements are disclosed in United States Patent No. 7,333,268 by Steenblik et al., In United States Patent No. 7,468,842 by Steenblik et al. and United States Patent No. 7,738,175 to Steenblik et al., all of which, as mentioned above, are fully incorporated by reference as if they were fully established here.
    As mentioned above, the focusing element layer 14 can be partially or fully integrated, with partial or total integration of this layer which serves to improve the resistance of the security device of the invention to optically degrading external effects. In such an embodiment, the refractive index of an external surface of the device of the invention for refractive interfaces is varied between a first and a second refractive index, the first refractive index being substantially or measurably different from the second refractive index. The phrase "substantial or measurably different", as used here, means a difference in the refractive index that causes the focal distance (s) of the focusing elements to change at least about 0.1 microns.
    The variation of the refractive index can be achieved using a material (hereinafter referred to as "the second material") that (i) fills interstitial spaces between at least a portion of the focusing elements and / or covers these focusing elements, forming a distinct interface with the material used to form the focusing elements (hereinafter referred to as "the first material"), or (ii) diffuses into the first material, thus forming a gradient interface with the first material. The second material can partially or fully embed the layer of focusing elements or can encapsulate the device of the invention. More preferably, the second material either forms an external boundary of the focusing element layer (fully embedded in the focusing element layer), or forms an external boundary of both the focusing elements and icon layers (total encapsulation of the device of 15 security with tamper indication). The second material can be transparent, translucent, colored or pigmented and can provide additional functionality for security and authentication purposes, including automated currency authentication support, verification, tracking, counting and detection systems, which depend on optical effects, electrical conductivity or 20 electrical capacitance, magnetic field detection. Suitable materials can include adhesives, gels, glues, lacquers, liquids, molded polymers, and polymers or other materials that contain metallic or organic dispersions. Icons in icon layer 16 can be positive or negative icon elements. In addition, icon elements can be formed using a series of 25 different techniques. For example, icon elements can be formed by thermoforming, molding, compression molding, injection molding, embossing, exposure to stamped radiation and development, laser exposure and development, inkjet printing, electro-printing, printing , engraving, electroplating, laser, photographic and holographic exposure of a photosensitive emulsion 30 combined with well-known hardening and etching or etching processes, masking and deposition processes, etching of mask and chemistry, etching strong mask and reactive ion, mask and ion beam milling, micro-machining, laser machining and laser ablation, photopolymer exposure and development, and other suitable means and combinations thereof. In one embodiment, the icon elements are microstructures in the form of voids or recesses in a polymer substrate, or their post in the form of an inverse, with the voids (or recess) or regions around the posts formed, optionally filled with a contrast substance, such as dyes, coloring agents, pigments, powder materials, inks, powder minerals, metal materials and particles, magnetic materials and particles, magnetized materials and particles, magnetically reactive materials and particles, matches, liquid crystals, liquid crystal polymers, carbon or other light absorbing materials, titanium dioxide or other light scattering materials, photonic crystals, non-linear crystals, nanoparticles, nanotubes, buckeyballs, buckeytubes, organic materials, pearlescent materials, powdered pearls , multilayer interference materials, opalescent materials, iridescent materials, materials with low refractive index or powders, materials high refractive index or powder, diamond powder, structural color materials, polarizing materials, rotating polarization materials, fluorescent materials, phosphorescent materials, thermochromic materials, piezochromic materials, photosensitive materials, tribolumenscent materials, electroluminescent materials, electrochromic materials, magnetochromic materials and particles, radioactive materials, radioactive materials, electret charge separation materials, and combinations thereof. Examples of suitable icon elements are also disclosed in United States Patent No. 7,333,268 to Steenblik et al., United States Patent No. 7,468,842 to Steenblik et al. and in United States Patent No. 7,738,175 to Steenblik et al., which, as mentioned above, are fully incorporated by reference as if they were fully established here. The optical spacer or spacer layer 18 is included between the element layer of focusing 14 and the icon layer 16. In one embodiment, the optical spacer or spacer layer 18 is linked or formed as a portion of the focusing element layer 14, or the icon layer 16. In another embodiment, the thickness of the focusing element layer 14 is increased to allow the focusing elements to be free. In yet another embodiment, an optical spacer or spacer layer 18 is linked to another optical spacer 18b or spacer layer. In such embodiments, the interlayer failure can be designed to occur, for example, between the optical spacer or the spacer layer 18 and the icon layer 16, between the focusing element layer 14 and the optical spacer or the spacer layer 18 , between the optical spacer or the spacer layer 18a, 18b, or between the optical spacer or the spacer layer 18 containing the focusing elements on one side and the optical spacer or the spacer layer containing the icon elements on the opposite side The optical spacer or spacer layer 18 can be formed using one or more essentially transparent or translucent polymers, including but not limited to, polycarbonate, polyester, polyethylene, polyethylene naphthalate, polyethylene terephthalate, polypropylene, polyvinylidene chloride, and so on. onwards. In an exemplary embodiment, the optical spacer or spacer layer (s) 18 is (are) formed using polyester or polyethylene terephthalate. The tamper indicating security device 10 of the present invention may further comprise additional features , such as those described in United States Patent No. 7,333,268 by Steenblik et al., in United States Patent No. 7,468842 by Steenblik et al. and United States Patent No. 7,738,175 to Steenblik et al., which, as mentioned above, are incorporated herein by reference as if they were fully established here. For example, and as noted above, security device 10 may optionally further comprise one or more layers, such as printing layers, metallized or partially metallized layers, primer or adhesive layers, sealing or coating layers, and reinforcement layers. In such an embodiment, the safety device 10 further comprises a sealing or coating layer applied to one side of the icon layer (s) to protect that layer (s). The sealing or coating layer may be transparent, translucent, tinted, pigmented, opaque, metallic, magnetic, optically variable, or any combination of these that provide desirable optical effects and / or additional functionality for security and authentication purposes, including support for automated currency authentication, verification, counting and detection systems, which have optical effects, electrical conductivity or electrical capacitance, magnetic field detection. Proper sealing or coating layer materials can include any of the radiation curable resins listed below, in addition to the many different inks available on the market, the inks, overcoats, varnishes, lacquers and varnishes used in the paper and film converting and printing industries.
    In one embodiment, the safety device 10 is prepared substantially in accordance with the process or processes described in United States patent No. 7,333,268 to Steenblik et al., In United States patent No. 7,468,842 to Steenblik et al., In the United States patent. States No. 7,738,175 by Steenblik et al. For example, the safety device 10 can be prepared by: (a) applying a substantially transparent or clear radiation-curable resin to the upper and lower surfaces of the optical spacer or spacer layer 18; (b) forming a matrix of microlenses on the upper surface and an icon matrix in the form of microstructures, for example, formed recesses and / or posts, on the lower surface of the optical spacer 18; (c) curing the substantially transparent or clear resin using a radiation source; (d) filling the recesses of the icon matrix and / or areas around the posts formed with a pigmented resin or paint, and (e) removing excess resin or paint from the lower surface of the optical spacer 18.
    Suitable radiation curable resins include, but are not limited to, acrylics, epoxies, polyesters, acrylate polyesters, polypropylenes, urethanes, urethane acrylates, and so on. Preferably, matrices are formed using a urethane acrylate, which is available from Lord Chemicals.
    As noted above, security device 10 can be used for authentication of currency or bank notes, insurance documents (for example, identification cards (ID)) and consumer goods. In general, the safety device 10 can be adhered to any base material that requires a safety device, including, but not limited to, materials such as plastics, polymer films (for example, cellophane, acrylic, polycarbonate, polyester, polyethylene, polypropylene, polyvinyl, polyvinylidene chloride, nylon), leather, metals, glass, paper, wood or paper-like material, fabric, and the like.
    In a contemplated embodiment, the security device 10 is attached or attached to a passport paper.
    As noted above, the safety device 10 can be adhered to or bonded to an underlying base material 22 with or without the use of an adhesive. Bonding without the use of an adhesive can be achieved using, for example, thermal welding techniques, such as ultrasonic welding, welding, vibration and laser fusion. Adhesives for adhering device 10 to a base material 22 can be one of the heat melt adhesives, heat-activable adhesives, pressure sensitive adhesives and polymeric laminating films. These adhesives are preferably crosslinkable in nature, such as acrylic cured by ultraviolet (UV) radiation or epoxy, with crosslinking achieved, while the adhesive is in the melting phase, or by cooling.
    Interlayer failure between the optical spacer or the spacer layer 18 and the icon layer 16 of the optical film material 12 is shown in Figures 1B, 2C, 3C and 4C, as an attempt is made to separate the device 10 from the base material 22. The sought interlayer failure or delamination shown in these drawings can be achieved by: (1) increasing or decreasing the stiffness (Young's modulus or elastic modulus), bond strength, or crosslink density of the icon layer 16; (2 ) incorporating stress-inducing components (eg volume change) into each icon layer formulation or a seal or coating layer formulation applied to one side of the icon layer 16, and / or (3) introducing a weakening of the bond or sacrificial layer at an interface between the optical spacer or the spacer layer 18 and the icon layer 16.
    In Figures 2B, 3B and 4B, the interlayer gap between the focusing element layer 14 and the optical spacer 18 is shown. Interlayer failure or delamination can be achieved by increasing or decreasing the stiffness, bonding strength, or cross-linking density of the focusing element layer 14, incorporating the stress-inducing components into that layer, and / or introducing a weakening layer of linkage at the interface between layer 14 and the optical spacer 18. As will be readily apparent to those skilled in the art, the interlayer failure, in Figure 1B, could also have been designed to occur between the focusing element layer 14 and the spacer optical 18.
    In Figures 5B and 6B, the interlayer gap between an optical spacer 18 and a primer or adhesive layer 32 is shown. Such interlayer failure or delamination can be achieved through the formulation of the primer or adhesive layer 32, in order to reduce its interlayer bond strength so that the applied or induced tension is propagated along this plane, for example, decreasing its rigidity or bond density crossed, or by incorporating stress-inducing components into the formulation used to prepare this layer.
    As noted above, interlayer failure, or delamination can also be achieved by increasing or decreasing the stiffness, bond strength, or crosslink density of the icon layer 16. By increasing the stiffness and crosslink density, the icon 16 can be achieved, for example, by (1) increasing the exposure of the complete safety device 10 or just the icon layer 16 to radiation (for example, UV or electron radiation) during manufacture, or (2) increasing from the exposure of any complete safety device 10 or just an icon layer 16 to radiation, since device 10 is in place in the base material 22.
    In such a contemplated embodiment, the interlayer failure is achieved by increasing the time during which the entire film material or device 10 is exposed to radiation. The focusing element and the icon layer 14, 16 are generally cross-linked thermoset layers, while the optical spacer 18 is a thermoplastic layer. The greater exposure to radiation will serve to increase the level of cross-linking in these layers to a certain extent and thus the level of stiffness or Young's modulus (ASTM D747-10, D882-10, or D2240-05 (2010)) and cohesion force. Interlayer failure will occur between the optical spacer or the spacer layer 18 and the relatively rigid icon layer 16 because the icon layer resists bending, while the focusing element layer 14 is capable of flexing together with the optical spacer during tension applied or induced (for example, pressure, bending, shrinking). In particular, the applied / induced stress on the film material 12 does not propagate from focusing element to focusing element because of the interstitial gaps between the focusing elements that form stress relief areas. The icon layer 16, which is normally a continuous or near-continuous layer, does not propagate stresses in adjacent icon areas, thereby increasing the tendency for the separation and break of the link between this layer and a contiguous layer. Longer exposure times to radiation are not intended to change the stiffness of the optical spacer, so it maintains flexibility in relation to the icon layer, increasing the tendency for the layers to separate.
    Preferably, interlayer failure is achieved by increasing the exposure time to radiation for only the icon layer 16. As will be apparent to those skilled in the art, the selective increase in exposure of the icon layer 16 to radiation advantageously prevents degradation or changing the focusing element layer 14, thereby preserving the good wear and abrasion resistance of that layer. In this preferred embodiment, the Young stiffness or modulus of the icon layer 16 is greater than the Young stiffness or modulus of the focusing element layer 14.
    For the reasons explained above, increasing the stiffness and cross-link density of the focusing element layer 14 is preferably achieved by increasing the radiation times for only one focusing element layer 14, avoiding degradation of the other layers.
    As best shown in Figure 7, increasing the stiffness of the icon layer 16 can also be achieved by applying a relatively rigid support or hardening of the layer 34 to that layer. Here, the safety device is adhered to or bonded to the base material 22 using an adhesive 36. Suitable rigidity layers can be prepared from multifunctional monomers and oligomers, including but not limited to, multifunctional acrylate monomers and oligomers, such as tetraacrylate polyester (tensile strength: 6000psi), bisphenol A epoxy diacrylate (tensile strength: 13,900 psi) and dipropylene glycol diacrylate (tensile strength: 9,100 psi), which are available from Sartomer USA, LLC, 502 Thomas Jones Way, Exton, PA 19341, with relative stiffness being controlled by the degree of crosslink density in layer 34. In this embodiment, the interlayer failure occurs between optical spacer 18 and icon layer 16, of optical film material 12.
    Interlayer failure can also be achieved by incorporating stress-inducing components (eg volume change) into the formulation used to prepare the target layer (eg, icon layer 16, or a seal layer formulation) or coating applied to one side of the icon layer 16). Strain-inducing components include, but are not limited to, those components that shrink or evolve from gas upon curing (eg, expansion of polyurethane foams), components that swell when exposed to certain liquids or gases, components that undergo a phase change or phase separation (for example, an amorphous polymer that undergoes a phase change to become polycrystalline or crystalline) with a change in temperature. When incorporated into the formulation used to prepare, for example, the icon layer 16, the stress-inducing components cause intrinsic stress in the layer, thereby weakening the link between the icon layer 16 and a contiguous layer. When incorporated into the formulation used to prepare the coating or seal layer formulation, the intrinsically stressed coating or seal layer will exert a force on the icon layer 16, which also serves to weaken the link between the icon layer 16 and a layer. contiguous layer.
    The described intra-layer failure can also be achieved by introducing a weakening of bond or uniform or standardized sacrificial layer (for example, lacquer or other material with a relatively low cohesive strength, such as metal, including materials deposited by vapor or cathodically sprayed metal. , or dielectrics) at an interface between the focusing element layer 14 and the icon layer 16. Adequate or sacrificial bond weakening layers are prepared using relatively low tension materials (ie materials, where the tensile stress that causes fracture (without plastic deformation) is relatively low) and includes, but is not limited to lacquers, metal layers (eg layers deposited by steam or cathodically sprayed metal) and dielectric coatings.
    For non-refractive embodiments employing focus reflectors, interlayer failure can be achieved, as best shown in Figure 8, by applying a standardized or uniform metal layer 38 to the surface of the focusing reflector 40. Here, the metallic layer 38 serves to improve the focusing efficiency, allowing for interlayer failure when an attempt is made to separate device 10 from the underlying base material 22. In this embodiment, the adhesive material 42 fills the interstitial spaces between and covers the focusing reflectors. As will be readily apparent from the present disclosure, the interlayer failure of the device shown in Figure 8 can also be designed to occur between the icon layer 16 and the optical spacer 18, or between the optical spacer 18 and the focusing reflector layer. 40.
    As mentioned above, the interlayer failure described can also be designed to occur among other layers of the system. For example, one or more additional focus element layers can be added, as well as one or more additional icon layers. Whenever one or more layers of additional focusing elements and / or icon layers are included, one or more additional synthetic images can be formed. When two different synthetic images are formed, the interlayer fault described here can be designed to occur between the layers in such a way that the formation of one, but not the other, of the two synthetic images is interrupted.
    As is evident from the description above, the present invention fulfills its functions of security and indication of tampering without the need for major changes in the production system and / or changes in the important manufacturing steps in addition to, for example, changes in dosage. formulation and cure. In addition, while the device of the present invention can be adhered to any base material that requires a security device, this invention is particularly advantageous when used with, for example, identification documents, such as passport documents.
    Security, particularly at major airports, has become a significant concern. No print identification is currently available to positively identify a passenger with high reliability and tamper resistance. The present invention serves to increase the level of reliability of passport documents, 10 providing the paper with clear and unambiguous tampering properties.
    While several embodiments of the present invention have been described above, it should be understood that they have been presented by way of example only, and not for limitation. Thus, the breadth and scope of the present invention should not be limited by any of the exemplary embodiments.
    权利要求:
    Claims (29)
    [0001]
    1. Security device indicating tampering (10) which operates to produce one or more synthetic images, the device characterized by being adhered to or bonded to a base material (22) and which comprises an optical film material which is made of at least a layer containing focus elements (14), at least one layer containing image elements (16), and at least one optical spacer or spacer layer (18) positioned between at least one focus element layer and, at least one image element layer, in which the focusing elements (14) form one or more synthetic images of at least a portion of the image elements in which the image elements (16) are microstructures in the form of gaps or recesses in a polymer substrate, or in the form of raised areas or formatted posts, where the device (10) separates or delaminates when an attempt is made to remove the device from the base material, rendering the device partial totally or totally inoperative.
    [0002]
    Security device indicating tampering (10) according to claim 1, characterized in that, when an attempt is made to remove the device from the base material, the device no longer operates to produce one or more synthetic images, or the device (10) produces a reduced number of synthetic images.
    [0003]
    Security device indicating tampering (10) according to claim 1, characterized in that the focusing elements (14) form one or more synthetic images of at least a portion of the image elements (16), where the security device security separates or delaminates within a target layer and / or a target interface within the security device when an attempt is made to remove the device from the base material.
    [0004]
    Security device indicating tampering (10) according to claim 3, characterized in that (a) the cohesive force of the target layer in the security device is less than the cohesive force of the other layers of the security device , and / or (b) the bond strength of the target interface on the security device is less than the bond strength of the interfaces between the other layers on the security device (10) and between the security device (10) and the base material.
    [0005]
    Security device indicating tampering (10) according to claim 1, characterized in that it comprises (a) an optical film material (12) comprising at least one layer containing focusing elements (14), at least one layer containing image elements, at least one optical spacer or spacer layer (18) positioned between at least one focusing element layer (14) and at least one image element layer, and, optionally, one or more layers selected from the group of bond weakening layers, the primer or adhesive layers, and combinations thereof, to at least one focusing element layer being arranged at a substantially uniform distance from the at least one imaging element layer, with the focusing element forming one or more synthetic images of at least a portion of the image elements, and (b) optionally, one or more layers selected from the group of printing layers, ca partially or fully metallized layers, primer or adhesive layers, coating or sealing layers, stiffening layers, and combinations thereof.
    [0006]
    Security device indicating tampering (10) according to claim 5, characterized by at least one layer containing focusing elements (14) and a partial or fully embedded layer; other focusing elements (14) are selected from the group of refractive focusing elements, reflection focusing elements or focusing reflectors, metallized focusing reflectors, hybrid reflective / refractive focusing elements, and combinations thereof; or the image elements are microstructures in the form of gaps or recesses in a polymer substrate, with gaps or recesses, optionally filled with a contrast substance selected from the group of inks, dyes, pigments, powder materials, inks, powdered minerals , metal materials and particles, magnetic materials and particles, magnetized materials and particles, magnetically reactive materials and particles, matches, liquid crystals, liquid crystal polymers, carbon or other materials that absorb light, titanium dioxide or other scattering materials light, photonic crystals, non-linear crystals, nanoparticles, nanotubes, buckeyballs, buckeytubes, organic materials, pearlescent materials, powdered pearls, multilayer interference materials, opalescent materials, iridescent materials, materials with low refractive index or powders, materials high refractive index or in powders, diamond dust, structural color materials, materials polarizers, rotating polarization materials, fluorescent materials, phosphorescent materials, thermochromic materials, piezochromic materials, photosensitive materials, tribolumenscent materials, electroluminescent materials, electrochromic materials, magnetochromic materials and particles, radioactive, radioactive materials, electret charge separation materials and combinations thereof ; or the image elements are microstructures in the form of elevated areas or formatted posts, with the regions surrounding the raised areas or formatted posts 5 optionally filled with a contrast substance selected from the group of paints, dyes, pigments, powder materials, paints, minerals powder, metal materials and particles, magnetic materials and particles, magnetized materials and particles, magnetically reactive materials and particles, matches, liquid crystals, liquid crystal polymers, carbon or other materials that absorb light, titanium dioxide or other light scattering materials, photonic crystals, non-linear crystals, nanoparticles, nanotubes, buckeyballs, buckeytubes, organic materials, pearlescent materials, powdered pearls, multilayer interference materials, opalescent materials, iridescent materials, low index materials refractive or powders, high refractive index or powders, diamond dust, structural color materials, polarizing materials, rotating polarization materials, fluorescent materials, phosphorescent materials, thermochromic materials, piezochromic materials, photosensitive materials, tribolumenscent materials, electroluminescent materials, electrochromic materials, magnetochromic materials and particles, radioactive, radioactive materials, electret charge separation materials and combinations thereof; or at least one layer containing image elements comprises voltage-inducing components, or the optical film material consists of two or more focusing element layers that form two or more synthetic images, where, when an attempt is made to remove the device from the base material, the device produces a reduced number of synthetic images; or the optical film material is composed of two or more layers of image element, the focusing elements forming two or more synthetic images which, when an attempt is made to remove the device of the base material, the device produces a reduced number of synthetic images; or the optical film material comprises an optical spacer or spacer layer (18) located between and adhered to at least one layer of focusing elements and at least one layer of image element, or the optical film material is composed of two spacers optical or crushing layers that are adhered to each other by a primer or an adhesive layer, the two optical spacers or spacer layers (18) located between and adhered to at least one layer of focusing element and at least one layer of focusing element or the optical film material further includes one or more bond weakening layers located between and adhered to at least one of at least one focusing element layer and at least one imaging element layer; or the focusing elements are elements reflective focusing or focusing reflectors, and in which the safety device also includes a reflective layer located on the reflectors focusing, preferably where the interlayer failure is projected to occur between the reflective layer and the focusing reflectors; or even include one or more layers of coating or seal; or one or more layers of primer or adhesive are part of the film material. optics and / or be applied to one or opposite sides of the security device; or further comprise one or more layers of hardening applied to one or more layers of the image element of the optical film material; or be in the form of a security stripe, yarn, patch, inlay or overlay; or the base material is selected from the group of currency, bank notes, bonds, checks, traveler's checks, ID cards, lottery tickets, passports, postage stamps, stock certificates, stationery , labels, consumer goods and bags or packaging used with consumer goods.
    [0007]
    Security device indicating tampering (10) according to claim 6, characterized in that the focusing elements (14) of the optical film material (12) are refractive focusing elements with a focal distance, the film material optics having a refractive index of an external surface for the refractive interfaces that vary between a first and a second refractive index, the first refractive index being substantially or measurably different from the second refractive index, preferably, in which the difference between the first index of refraction and the second index of refraction cause a change of at least about 0.1 microns in the focal length of the focusing elements or at least one layer of focusing elements (14) is formed from a first material having a refractive index, where the optical film material (12) also includes a second material having a different refractive index, which fills in the spaces i interstitials between and / or covering the focusing elements, a distinct interface being formed between the first and second material; or at least one layer of focusing elements (14) be formed from a first material having a refractive index and a second material having a different refractive index, the second material diffusing to the first material, thus forming a gradient interface with the first material.
    [0008]
    Security device indicating tampering (10) according to claim 7, characterized in that the second material fully incorporates at least one layer of focusing element (14), wherein preferably the second material forms an external border or layer of at least one layer of the image element layer, thus also fully embedding that layer.
    [0009]
    Security device indicating tampering (10) according to claim 6, characterized in that the separation or delamination of the security device (10) occurs between at least one layer of focusing elements (14) and the optical spacer or layer of spacer (18) from the optical film material (12) when an attempt is made to remove the device (10) from the base material (22); or the separation or delamination of the safety device occurs between the optical spacer or spacer layer (18) and at least one image element layer of the optical film material (12) when an attempt is made to remove the device (10) from the base material (22); either the optical spacer or spacer layer (18) it is formed using one or more essentially transparent or translucent polymers selected from the group of polycarbonate, polyester, polyethylene, polyethylene naphthalate, polypropylene terephthalate and polyvinylidene chloride.
    [0010]
    Security device indicating tampering (10) according to claim 6, characterized in that the separation or delamination of the security device occurs between an optical spacer or spacer layer (18) and the primer or adhesive layer of the film material optics (12) when an attempt is made to remove the device (10) from the base material (22); either the two optical spacers or spacer layers are formed using one or more essentially transparent or translucent polymers selected from the polycarbonate group , polyester, polyethylene, polyethylene polyethylene naphthalate, polypropylene terephthalate and polyvinylidene chloride or an adhesive layer (32) is formed using one or more adhesives selected from the group of heat-melting adhesives, heat-activated adhesives, pressure-sensitive adhesives, and polymeric lamination films.
    [0011]
    Security device indicating tampering (10) according to claim 10, characterized in that the primer or adhesive layer (32) is formed using a cured acrylic material or a cured epoxy material.
    [0012]
    Security device indicating tampering (10) according to claim 6, characterized in that one or more bond weakening layers is a uniform bond weakening layer, or a standardized link weakening layer, or a metal layer .
    [0013]
    Security device indicating tampering (10) according to claim 12, characterized in that the metal layer is a vapor deposited metal layer.
    [0014]
    Security device indicating tampering according to claim 6, characterized in that one or more layers of weakening of the bond is a dielectric coating; or the interlayer failure is designed to occur within one or more layers of link weakening, or the interlayer failure is designed to occur between one or more layers of link weakening and a contiguous layer.
    [0015]
    Security device indicating tampering (10) according to claim 6, characterized in that the one or more layers of sealing or coating and applied to at least one layer of the image element of the optical film material opposite to at least layer of focusing element, to one or more layers of seal or coating having at least a portion which is transparent, translucent, colored, pigmented, opaque metallic, magnetic or optically variable, or to one or more layers of the seal or coating comprises inducing components of tension.
    [0016]
    16. Security device indicating tampering (10) according to claim 15, characterized in that at least one coating or seal layer is prepared using a radiation curable resin selected from the group of acrylic, epoxy resin, polyester, polyester acrylate, polypropylenes, urethanes, urethane acrylates and combinations thereof.
    [0017]
    17. Security device indicating tampering (10) according to claim 6, characterized in that one or more layers of primer or adhesive is prepared using a material selected from the group of melt adhesives, heat-activated adhesives, sensitive adhesives pressure and polymeric lamination films.
    [0018]
    Security device indicating tampering (10) according to claim 17, characterized in that the primer or one or more adhesive layers are formed using a cured acrylic material or a cured epoxy material.
    [0019]
    Security device indicating tampering (10) according to claim 6, characterized in that one or more hardening layers are prepared using a multifunctional acrylate monomer or oligomer selected from the group of polyester tetraacrylate, epoxy bisphenol A diacrylate, diacrylate dipropylene glycol, and combinations thereof; or the interlayer failure is projected to occur between the optical spacer or spacer layer and at least one image element layer.
    [0020]
    20. Sheet material having opposite surfaces and characterized by including at least one tamper indicating security device (10) as defined in claim 1 or claim 5 mounted on a surface, or at least partially embedded within, the sheet material.
    [0021]
    21. Document characterized by being made from the material of the sheet as defined in claim 20.
    [0022]
    22. Document, according to claim 21, characterized by being selected from the group of bank notes, passports, identification cards, credit cards and labels.
    [0023]
    23. Method for revealing or indicating tampering with a safety device attached (10) or attached to a base material (22), when an attempt is made to remove the device from the base material, characterized in that the safety device (10 ) comprise an optical film material (12) which is composed of at least one layer containing focusing elements (14), at least one layer containing image elements (16), and at least one optical spacer or spacer layer (18 ) positioned between at least one layer of focusing elements and at least one layer of imaging element, at least one layer of focusing element (14) being arranged at a uniform distance from at least one layer of imaging element (16), the focusing elements forming one or more synthetic images of the at least a portion of the image elements in which the microstructure image elements in the form of voids or recesses in a polymer substrate, or in the form of raised areas or formatted posts, the method comprising increasing the ability of one or more layers of the optical film material (12) to concentrate applied or induce tension such that, when an attempt is made to remove the safety device ( 10) of the base material (22), the one or more layers will separate or delaminate, rendering the safety device partially or totally inoperable, which indicates that the tampering has occurred.
    [0024]
    24. Method for causing a safety device (10) that is adhered to or bonded to a base material (22) to separate or laminate when an attempt is made to remove the device from the base material, wherein the safety device comprises an optical film material that is composed of at least one layer containing focusing elements (14), at least one layer containing image elements (16), and at least one optical spacer or spacer layer (18) positioned between the hair at least one layer of focusing elements and at least one layer of imaging element, at least one layer of focusing element being arranged at a substantially uniform distance from at least one layer of imaging element, the focusing elements (14) forming one or more synthetic images of at least a portion of the image elements in which the microstructure image elements in the form of voids or recesses in a polymer substrate, or ar elevated areas or formatted posts, the method characterized by comprising one or more of the following steps: (a) increasing or decreasing the stiffness, bond strength, or cross-linking density of one or more layers or interfaces of the safety device in relation to remaining layers or interfaces of the safety device; (b) incorporation of voltage-inducing components in one or more layers of the safety device (10), and (c) introduction of a bond weakening layer at an interface between two layers of the safety device. Safety device
    [0025]
    25. Method according to claim 24, characterized in that the stiffness and crosslink density of one or more layers of the safety device is increased by (a) increasing the exposure of the safety device, or one or more layers of the safety device radiation safety during manufacture, or (b) increased exposure of the safety device, or one or more layers of the radiation safety device when the device is in place in a base material.
    [0026]
    26. Method according to claim 24, characterized in that the voltage-inducing components are incorporated into one or more layers of the safety device (10), the voltage-inducing components being selected from the group of those components that compress or evolve gas by means of curing, components that swell when exposed to certain liquids or gases, and those components that undergo a phase change or phase separation with a change in temperature.
    [0027]
    27. Method according to claim 26, characterized in that the stress-inducing component is a component that decreases or evolves the gas by curing or the stress-inducing component is a component that swells when exposed to certain liquids or gases, or the component voltage induction component is a component that undergoes a phase change or phase separation with a change in temperature or the voltage inducing components are incorporated into at least one layer of the imaging element, or the security device further comprises one or more layers of cladding or sealing, wherein the stress-inducing components are incorporated into one or more cladding or sealing layers.
    [0028]
    28. Method according to claim 27, characterized in that the component that decreases or evolves gas as a result of curing is an expanding polyurethane foam.
    [0029]
    29. The method of claim 28, characterized in that the component that undergoes a phase change or phase separation with a change in temperature is an amorphous polymer that undergoes a phase change to become polycrystalline or crystalline.
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    同族专利:
    公开号 | 公开日
    CN102497994B|2015-11-25|
    CA2769301C|2018-09-18|
    IL218012A|2015-10-29|
    EP2464527B1|2020-04-01|
    JP2013501661A|2013-01-17|
    IL218012D0|2012-04-30|
    CN102497994A|2012-06-13|
    ES2788023T3|2020-10-20|
    EP3626474A1|2020-03-25|
    RU2012108183A|2013-09-20|
    KR101758940B1|2017-07-17|
    BR112012003071A2|2016-08-16|
    JP5784015B2|2015-09-24|
    EP3626473A1|2020-03-25|
    RU2541433C2|2015-02-10|
    US8773763B2|2014-07-08|
    AU2010282484A1|2012-02-09|
    CA2769301A1|2011-02-17|
    US20110019283A1|2011-01-27|
    RU2541433C9|2015-10-10|
    EP2464527A1|2012-06-20|
    WO2011019912A1|2011-02-17|
    MX2012001784A|2012-07-10|
    KR20120062759A|2012-06-14|
    AU2010282484B2|2013-10-31|
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    法律状态:
    2019-01-15| B06F| Objections, documents and/or translations needed after an examination request according [chapter 6.6 patent gazette]|
    2019-07-02| B06T| Formal requirements before examination [chapter 6.20 patent gazette]|
    2019-10-22| B12C| Appeal against dismissal [chapter 12.3 patent gazette]|
    2020-07-07| B06A| Patent application procedure suspended [chapter 6.1 patent gazette]|
    2020-09-15| B06A| Patent application procedure suspended [chapter 6.1 patent gazette]|
    2021-02-09| B09A| Decision: intention to grant [chapter 9.1 patent gazette]|
    2021-04-13| B16A| Patent or certificate of addition of invention granted [chapter 16.1 patent gazette]|Free format text: PRAZO DE VALIDADE: 10 (DEZ) ANOS CONTADOS A PARTIR DE 13/04/2021, OBSERVADAS AS CONDICOES LEGAIS. |
    优先权:
    申请号 | 申请日 | 专利标题
    US23326409P| true| 2009-08-12|2009-08-12|
    US61/233,264|2009-08-12|
    PCT/US2010/045318|WO2011019912A1|2009-08-12|2010-08-12|A tamper indicating optical security device|
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